Director, Regulatory Consulting (Finance)

Kroll is seeking a Director in our Regulatory Consulting practice, to our U.S. office.

Day-to-Day Responsibilities:

• Lead Kroll's Transaction Reporting service line, overseeing a team of subject matter experts delivering regulatory reporting solutions.
• Direct complex transaction reporting reviews, implementation, and remediation projects for U.S.-based clients with UK and EU regulatory reporting obligations.
• Spearhead the deployment and enhancement of Kroll's proprietary RegAnalyze tool-a diagnostic engine that ensures transaction reporting accuracy under MiFIR and EMIR.
• Leverage deep expertise in RegAnalyze's rules engine to help U.S. clients identify and correct reporting errors, ensuring compliance with UK and European regulatory standards.
• Guide U.S. financial institutions in establishing robust transaction reporting frameworks as they expand into the UK and EU.
• Provide strategic consulting on MiFIR and EMIR reporting requirements, including field-level data logic and validation standards.
• Deliver technical training and develop educational materials tailored to U.S. clients navigating European regulatory regimes.
• Liaise with European regulators and industry bodies to advocate for best practices and ensure Kroll's U.S. clients remain aligned with evolving compliance expectations.
• Support business development efforts by identifying opportunities to assist U.S. firms with cross-border regulatory reporting challenges.

Essential Traits:

• One of only three global professionals involved in the development and customization of Kroll's RegAnalyze tool.
• Over 11 years of experience with Kroll's proprietary systems and methodologies, including hands-on expertise in transaction reporting diagnostics.
• Recognized Subject Matter Expert in MiFIR reporting, with prior experience at the UK Financial Conduct Authority (FCA).
• Leads Kroll's internal and external training programs on MiFIR and EMIR reporting.
• Deep understanding of transaction reporting field logic (204 fields for EMIR, 65 for MiFIR), including conditional and mandatory data requirements.
• Proven ability to translate complex European regulatory reporting requirements into actionable strategies for U.S.-based clients.

Additional Essential Traits:

• Over 20 years of experience in financial services, including trading, compliance, and consulting roles.
• Former member of the FCA's Markets Reporting Team.
• Holds a BA from the University of California, Davis, and multiple regulatory certifications including the CISI Diploma in Regulation and Compliance, UK Registered Representative Diploma, and MiFIR Advanced Transaction Reporting Diploma.

About Kroll

Join the global leader in risk and financial advisory solutions-Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore, and maximize our clients' value? Your journey begins with Kroll.

In order to be considered for a position, you must formally apply via careers.kroll.com .

We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.

#DNIJoin the global leader in risk and financial advisory solutions-Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore, and maximize our clients' value? Your journey begins with Kroll.